FinServ will guide you through the process of obtaining an Australian Financial Services License or Australian Credit License. We will provide a sound compliance foundation upon which to build your financial services business.
Our audit and consulting services is done in a way that allows parties to benefit and grow. Some delegated authority businesses are not straightforward. We can help ensure the best interests of all stakeholders are covered.
We will work with you to evaluate the best way to to reach your end goal. As we understand the Financial Services Industry very well, we can work with you to articulate your vision.
Maureen Ball Managing Director of FinServ Maureen is fully conversant with:
Compliance & licensing relating to Australian Financial Services & Australian Credit Licences
Audit and inspection services including coverholder audits for Lloyd’s of London
Companies obtaining Financial Service & Credit licenses
Financial Service Businesses needing a delegated authority
Businesses seeking audit for compliance
Maureen and her staff have been working with Trans West for over 15 years. Her knowledge of the Insurance industry, particularly Broking; her understanding of the complex compliance issues; her ability and willingness to assist and train staff; and her clear communication style makes her ideally suited to make your Brokerage and your staff professional.
Pieter Versluis , General Manager, Trans-West Insurance Brokers Pty Ltd
We have known Maureen Ball and FinServ for over 10 years. Maureen has guided our company over the years and provided us with a measurable commercial advantage over our competitors, who are to this day unable to match that advantage. Her low key approach understates how well connected she is and her ability to marshal resources without hesitation. In our view, she is the go to person for practical and confidential advice relating to financial services business, AFS and credit licensing.
David Bradshaw, Managing Director, Automotive Global Insurance & Automotive Global Finance
Obtaining an Australian Financial Services license can seem a daunting task. If you are considering obtaining a license, the following provides an insight into the preparation needed for the licensing process for the general and [...]